Files
2025-12-09 12:13:01 +01:00

3.5 KiB

1Exhibit No.DescriptionForm Types InvolvedRegex
21Underwriting AgreementS-1, S-3, F-1, F-3, S-8, S-11, etc.^EX-1\b
32Plan of Acquisition, Reorganization, Arrangement, Liquidation or SuccessionCommonly used across various forms including S-4, S-1, S-11, 10-K, etc.^EX-2\b
43Articles of Incorporation and BylawsS-1, S-3, F-1, F-3, S-8, S-11, etc.^EX-3(\.\d+)?\b
54Instruments Defining the Rights of Security Holders, including IndenturesRequired across various form types^EX-4\b
65Opinion regarding LegalityTypically required across all form types^EX-5\b
76ReservedN/A^EX-6\b
87Correspondence from Independent AccountantsLimited use (specific forms only)^EX-7\b
98Opinion re Tax MattersS-11, F-1, F-3, S-3, S-8^EX-8\b
109Voting Trust AgreementsMostly required in S-4 and other specific forms^EX-9\b
1110Material ContractsRequired widely across forms for significant contracts^EX-10(\.\d+)?\b
1211Statement re Computation of Per Share EarningsCommonly required where applicable^EX-11\b
1312Statements re Computation of RatiosRequired in forms where ratios are relevant^EX-12\b
1413Annual Report to Security HoldersTypically part of 10-K or annual disclosures^EX-13\b
1514Code of EthicsRequired disclosure for most forms^EX-14\b
1615Letter re Unaudited Interim Financial InformationUsed in specific situations across various forms^EX-15\b
1716Letter re Change in Certifying AccountantUsed primarily in 10-K and 10-Q^EX-16\b
1817Correspondence on Departure of DirectorOccasionally required, depending on the circumstances^EX-17\b
1918Letter re Change in Accounting PrinciplesUsed when significant changes in accounting principles occur^EX-18\b
2019Report Furnished to Security HoldersOften part of 10-Q or similar reports^EX-19\b
2120Other Documents or Statements to Security HoldersAs applicable, varies by form and content required^EX-20\b
2221Subsidiaries of the RegistrantRequired across various forms depending on the structure of the registrant^EX-21\b
2322Published Report Regarding Matters Submitted to Vote of Security HoldersAs applicable to the voting matters^EX-22\b
2423Consents of Experts and CounselRequired across various forms when expert consents are necessary^EX-23(\.\d+)?\b
2524Power of AttorneyAs required, often associated with filings involving multiple signatories^EX-24\b
2625Statement of Eligibility of TrusteeRequired in filings involving indentures under the Trust Indenture Act^EX-25\b
2726Invitation for Competitive BidsRequired in specific cases involving competitive bids^EX-26\b
2827-30ReservedN/A`^EX-(27
2931Rule 13a-14(a)/15d-14(a) CertificationsCommon certification required across various forms^EX-31(\.\d+)?\b
3032Section 1350 CertificationsRequired under specific legal stipulations^EX-32\b
3133-34Assessment and Attestation Reports regarding ComplianceSpecific to asset-backed securities`^EX-(33
3235-36Servicer Compliance Statement and Depositor CertificationSpecific to asset-backed securities`^EX-(35
3395Mine Safety Disclosure ExhibitSpecific to registrants involved in mining operations^EX-95\b
3499Additional ExhibitsAs required by specific circumstances or regulatory demands^EX-99(\.\d+)?\b
35100-101XBRL-Related Documents and Interactive Data FileRequired for electronic data submission`^EX-(100
36102-103Asset Data File and Asset Related DocumentsSpecific to asset-backed securities filings`^EX-(102
37104-106Reserved/Static Pool PDFN/A or specific to asset-backed securities`^EX-(104