edgartools/venv/lib/python3.10/site-packages/edgar/reference/data/secforms.csv

1	Form	Description
2	1-A POS	Reg A Offering Amendment
3	1-A-W	Reg A Offering Withdrawal
4	1-E	Notification filing for small business investment companies
5	1-E AD	Sales material for small business investment companies
6	1-K	Annual report for Regulation A issuers
7	1-SA	Semiannual report for Regulation A issuers
8	1-U	Current report for Regulation A issuers
9	1-Z	Exit report for terminated Regulation A offerings
10	1-Z-W	Withdrawal of Regulation A exit report
11	2-E	Report of securities sales
12	10-12B	Registration of a class of securities)
13	10-12G	Registration of a class of securities
14	10-D	Periodic distribution reports for asset-backed securities
15	10-K	Annual report for public companies
16	10-KT	Transition report with change in fiscal year
17	10-Q	Quarterly report for public companies
18	10-QT	Quarterly transition report with change in fiscal year
19	11-K	Annual report for employee stock plans
20	11-KT	Transition report for employee stock plans
21	13F-CTR	Confidential treatment request by institutional managers
22	13F-HR	Initial quarterly holdings report by institutional managers
23	13F-NT	Initial quarterly notice by institutional managers
24	13H	Registration for large traders
25	144	Notice of proposed sale
26	15-12G	Securities registration termination
27	15-15D	Suspension of reporting obligations
28	15F-12B	Foreign private issuer equity securities termination
29	15F-12G	Securities registration termination by foreign private issuer
30	15F-15D	Foreign private issuer reporting suspension
31	17HACON	Confidential annual broker-dealer report
32	17HQCON	Confidential quarterly broker-dealer report
33	18-12B	Securities registration by foreign governments
34	18-12G	Securities registration by foreign governments
35	18-K	Annual report for foreign governments
36	20-F	Annual report for foreign companies
37	20FR12B	Foreign private issuer securities registration
38	20FR12G	Foreign private issuer securities registration
39	24F-2NT	Rule 24F-2 notice for investment companies
40	25	Securities delisting
41	25-NSE	Notice of matured/redeemed/retired securities by exchanges
42	3	Initial statement of beneficial ownership
43	305B2	Application for new trustee
44	4	Statement of changes in beneficial ownership
45	40-6B	Application by employees' securities company
46	40-17F1	Custody report for management investment companies
47	40-17F2	Custody report for management investment companies
48	40-17G	Fidelity bond filing for investment companies
49	40-17GCS	Claims and settlements under investment company fidelity bond
50	40-24B2	Sales literature filing for investment companies
51	40-33	Investment company shareholder derivative actions
52	40-8B25	Investment company report or document
53	40-8F-2	Application for deregistration by investment companies
54	40-APP	Applications under Investment Company/Advisers Acts
55	40-F	Annual report (Canadian)
56	40FR12B	Securities registration by certain Canadian issuers
57	40FR12G	Securities registration by certain Canadian issuers
58	40-OIP	Applications under Investment Company/Advisers Acts reviewed by insurance office
59	424A	Prospectus outlining the details of securities offered by a company
60	424B1	Initial primary offering
61	424B2	Primary offering prospectus
62	424B3	Prospectus supplement
63	424B4	Prospectus supplement with pricing
64	424B5	Supplement to primary offering
65	424B7	Prospectus with material changes
66	424B8	Final prospectus changes
67	424H	Preliminary prospectus
68	425	Prospectus in business combination transactions
69	424I	Prospectus filed under Rule 424(i)(1)
70	485APOS	Post effective amendment
71	485BPOS	Post effective amendment
72	485BXT	Amendment to designate new effective date
73	486APOS	Post-effective amendment
74	486BPOS	Post-effective amendment
75	486BXT	Amendment to designate new effective date
76	487	Pre-effective pricing amendment under Rule 487
77	497	Fund prospectus
78	497AD	Rule 482 ads filed under Rule 497
79	497H2	Filings under Rule 497(h)(2)
80	497J	Certification of no changes to prospectus
81	497K	Summary fund prospectus
82	497VPI	Variable contracts summary prospectus
83	497VPSUB	Substitution-related supplement for variable contracts
84	497VPU	Updated summary prospectus for variable contracts
85	5	Annual statement of beneficial ownership changes
86	6-K	Foreign issuer current report
87	8-A12B	Registration of securities
88	8-A12G	Registration of securities
89	8-K	Current report
90	8-K12B	Successor issuer registration
91	8-K12G3	Successor issuer registration
92	8-K15D5	Successor issuer reporting
93	ABS-15G	Asset-backed securities report
94	ABS-EE	Electronic exhibits for asset-backed securities offerings
95	ANNLRPT	Annual development bank report
96	APP WD	Withdrawal of exemptive relief application
97	ARS	Annual report to security holders
98	ATS-N	Initial Alternative Trading System (ATS) notice
99	ATS-N/CA	Correcting amendment to ATS notice
100	ATS-N/MA	Material amendment to ATS notice
101	ATS-N/OFA	Order display and fair access amendment to ATS notice
102	ATS-N/UA	Updating amendment to ATS notice
103	ATS-N-C	Notice of ATS cessation
104	ATS-N-W	Withdrawal of ATS notice
105	AW	Withdrawal of Securities Act registration amendment
106	AW WD	Withdrawal request for registration amendment withdrawal
107	BULK	Bulk submission
108	C	Offering statement
109	C-W	Withdrawal of offering statement
110	C/A-W	Withdrawal of offering statement amendment
111	C-U	Progress update
112	C-U-W	Withdrawal of progress update
113	C-AR	Annual report
114	C-AR-W	Withdrawal of annual report
115	C-AR/A-W	Withdrawal of annual report amendment
116	C-TR	Termination of reporting
117	C-TR-W	Withdrawal of termination of reporting
118	CB	Notice for certain foreign issuer transactions
119	CERT	Exchange certification of listing approval
120	CFPORTAL	Funding portal registration application
121	CFPORTAL-W	Withdrawal of funding portal registration
122	CORRESP	Correspondence with the SEC
123	D	Notice of exempt Regulation D offering
124	DEF 14A	Definitive proxy statement
125	DEF 14C	Definitive information statement
126	DEFA14A	Additional definitive proxy materials
127	DEFA14C	Additional definitive information statement materials
128	DEFC14A	Definitive proxy statement - contested solicitation
129	DEFC14C	Definitive information statement - contested solicitation
130	DEFM14A	Definitive proxy statement for merger/acquisition
131	DEFM14C	Definitive information statement for merger/acquisition
132	DEFN14A	Definitive proxy statement by non-management
133	DEFR14A	Revised definitive proxy materials
134	DEFR14C	Revised definitive information statement materials
135	DEL AM	Delaying amendment for registration statement
136	DFAN14A	Additional proxy materials by non-management
137	DFRN14A	Revised proxy statement by non-management
138	DOS	Draft offering statement under Regulation A
139	DOSLTR	Draft offering statement letter
140	DRS	Draft registration statement
141	DRSLTR	Draft registration statement letter
142	DSTRBRPT	Distribution report for development bank
143	F-1	Securities registration by foreign private issuers
144	F-10	Securities registration by certain Canadian issuers
145	F-10EF	Auto-effective registration by certain Canadian issuers
146	F-10POS	Amendment to F-10EF registration
147	F-1MEF	Additional securities registered to prior F-1
148	F-3	Foreign private securities registration
149	F-3ASR	Foreign private securities registration
150	F-3D	Foreign private securities registration
151	F-3DPOS	Amendment to F-3D registration
152	F-3MEF	Additional securities registered to prior F-3
153	F-4	Business combination for foreign issuers
154	F-4MEF	Additional securities registered to prior F-4
155	F-6 POS	Amendment to F-6EF registration
156	F-6	Depositary receipts by foreign private issuers
157	F-6EF	Depositary receipts by foreign private issuers
158	F-7 POS	Amended F-7 registration
159	F-7	Canadian rights offerings
160	F-8 POS	Amendment to F-8 registration
161	F-8	Canadian business combination
162	F-80	Canadian business combination
163	F-80POS	Amendment to F-80 registration
164	F-N	Appointment of agent for service by foreign institutions
165	FWP	Filing of free writing prospectuses
166	F-X	Appointment of agent for service by foreign issuers
167	IRANNOTICE	Notice of Iran/Syria disclosures in periodic reports
168	MA	Municipal advisor registration
169	MA-I	Natural persons engaged in municipal advisory activities
170	MA-W	Withdrawal from municipal advisor registration
171	MODULE	Module submission
172	N-14 8C	Initial registration statement by closed-end funds for business combinations
173	N-14	Initial registration statement by open-end funds for business combinations
174	N-14MEF	Additional securities registered by closed-end funds
175	N-18F1	Election of terms for future filings
176	N-1A	Initial registration statement for open-end funds
177	N-2	Closed-end fund registration
178	N-2ASR	Closed-end fund automatic registration
179	N-2 POSASR	Amendment to N-2ASR registration
180	N-23C-2	Notice of closed-end fund's intention to call or redeem securities
181	N-23C3A	Closed-end fund periodic repurchase offer notice
182	N-23C3B	Filing under by closed-end funds
183	N-23C3C	Filings under and (c) by closed-end funds
184	N-27D-1	Accounting report for segregated trust accounts
185	N-2MEF	Additional securities registered to prior N-2
186	N-3	Initial registration for separate accounts of management companies
187	N-30B-2	Periodic reports (other than annual/semi-annual) by management companies
188	N-30D	Annual and semi-annual reports by management companies
189	N-4	Initial registration for separate accounts of unit trusts
190	N-5	Registration statement for small business investment companies
191	N-54A	Election filing by business development companies
192	N-54C	Withdrawal filing by business development companies
193	N-6	Registration statement for separate accounts of unit trusts
194	N-6F	Notice by business development companies electing to be subject to Sections 55-65
195	N-8A	Initial notification of registration
196	N-8B-2	Initial registration statement for unit investment trusts
197	N-8B-3	Initial registration statement for periodic payment plans
198	N-8B-4	Initial registration statement for face-amount certificate companies
199	N-8F	Application for deregistration
200	N-CEN	Annual report for registered investment companies
201	N-CR	Current report for money market funds
202	N-CSR	Certified annual shareholder report
203	N-CSRS	Certified semi-annual shareholder report
204	N-MFP2/A	Monthly portfolio holdings for money market funds
205	N-MFP3	Monthly portfolio holdings for money market funds
206	NPORT-EX	Portfolio holdings exhibit to Form N-PORT
207	NPORT-NP	Non-public monthly portfolio investments report
208	NPORT-P	Public monthly portfolio investments report
209	N-PX	Annual proxy voting record report
210	N-PX CTR	Confidential treatment request for Form N-PX
211	N-RN	Current report for registered funds and BDCs
212	NRSRO-UPD	Registration update by credit rating agencies
213	NRSRO-CE	Annual certification by credit rating agencies
214	NRSRO-FR	Annual reports for statistical rating organizations
215	NRSRO-WCLS	Withdrawal from credit rating class for nationally recognized statistical rating organizations
216	NRSRO-WREG	Withdrawal from registration as a nationally recognized statistical rating organization
217	NT 10-K	Late filing of 10-K
218	NT 10-D	Late filing of 10-D
219	NT 10-Q	Late filing of 10-Q
220	NT 11-K	Late filing of 11-K
221	NT 15D2	Late filing of special report
222	NT 20-F	Late filing of Form 20-F
223	NT-NCEN	Late filing of Form N-CEN
224	NT-NCSR	Late filing of Form N-CSR
225	N-VP	Notice document for certain variable contracts
226	N-VPFS	Financial statements for certain variable contracts
227	POS 8C	Post-effective amendment for closed-end funds
228	POS AM	Post-effective amendment to a registration statement
229	POS AMI	Post-effective amendment for investment company filings
230	POSASR	Post-effective amendment to automatic shelf registration
231	POS EX	Post-effective amendment adding exhibits
232	POS462B	Post-effective amendment filed
233	POS462C	Post-effective amendment filed
234	PRE 14A	Preliminary proxy statement
235	PRE 14C	Preliminary information statement
236	PREC14A	Preliminary proxy statement for contested solicitations
237	PREC14C	Preliminary information statement for contested solicitations
238	PREM14A	Preliminary merger proxy statement
239	PREM14C	Preliminary merger information statement
240	PREN14A	Preliminary proxy statement filed by non-management
241	PRER14A	Preliminary revised proxy materials
242	PRER14C	Preliminary revised information statements
243	PRRN14A	Revised preliminary proxy statement non-management
244	PX14A6G	Exempt solicitation
245	PX14A6N	Exempt solicitation for roll-up transaction
246	QRTLYRPT	Development banks quarterly report
247	RW	Registration withdrawal
248	RW WD	Withdrawal of registration withdrawal
249	S-1	Securities registration
250	S-11	Real estate securities registration
251	S-11MEF	Registration statement for prior Form S-11
252	S-1MEF	Registration statement for prior Form S-1
253	S-20	Standardized options registration
254	S-3	Simplified securities registration
255	S-3ASR	Automatic shelf registration
256	S-3D	Dividend reinvestment plans automatic securities registration
257	S-3DPOS	Post-effective amendment to Form S-3D
258	S-3MEF	Registration statement filed relating to prior Form S-3
259	S-4 POS	Post-effective amendment to Form S-4
260	S-4	Business acquisitions registration
261	S-4EF	Bank/S&L loan registration
262	S-4MEF	Registration statement filed relating to prior Form S-4
263	S-6	Initial registration statement for unit investment trusts
264	S-8	Employee securities registration
265	S-8 POS	Post-effective amendment to Form S-8
266	S-B	Foreign governments securities registration
267	S-BMEF	Registration statement filed relating to prior Form S-B
268	SBSE	Security-based swap dealer registration
269	SBSE-A	Abbreviated application for SEC-registered swap entities also registered with CFTC
270	SBSE-BD	Application for broker-dealer security-based swap dealers/major participants
271	SBSE-C	Certifications for security-based swap dealer/major participant registration
272	SBSE-W	Request to withdraw registration as security-based swap dealer/major participant
273	SBSE-DISPUTE NOTICE	Notice of valuation dispute by a security-based swap entity
274	SBSE-CCO-RPT	Annual compliance report for security-based swap dealers
275	SC 13D	Ownership for control disclosure
276	SCHEDULE 13D	Disclosure of beneficial ownership over 5% (XML)
277	SC 13E1	Issuer statement for going private transactions
278	SC 13E3	Schedule for going private transactions
279	SC 13G	Beneficial ownership
280	SCHEDULE 13G	Beneficial ownership by passive investors/institutions
281	SC 14D9	Solicitation/recommendation statement for third-party tender offers
282	SC 14F1	Statement for changes to majority of directors
283	SC 14N	Information by nominating shareholders
284	SC 14N-S	Solicitation relating to Rule 14a-11 nominating groups
285	SC TO-C	Written communication relating to tender offers
286	SC TO-I	Tender offer by issuer
287	SC TO-T	Tender offer by third party
288	SC13E4F	Foreign issuer tender
289	SC14D1F	3rd party tender offer by foreign issuer
290	SC14D9C	Subject company communication relating to third-party tender offer
291	SC14D9F	Solicitation/recommendation statement by foreign issuers for third-party tender offers
292	SD	Specialized disclosure report on conflict minerals or resource extraction payments
293	SDR	Registration for security-based swap data repositories
294	SDR-CCO	Compliance and financial reports for security-based swap data repositories
295	SDR-W	Withdrawal from registration as security-based swap data repository
296	SF-1	Asset-backed securities registration
297	SF-1MEF	Registration statement filed relating to prior Form SF-1
298	SF-3	Asset-backed securities shelf offerings
299	SF-3MEF	Registration statement filed relating to prior Form SF-3
300	SH-ER	Weekly entries report by institutional investment managers
301	SH-NT	Weekly notice report by institutional investment managers
302	SP 15D2	Special financial report
303	SPDSCL	Specialized disclosure filing
304	SUPPL	Supplemental material filed by foreign private issuers
305	T-3	Initial application for trust indenture qualification
306	T-6	Application for foreign entity to act as institutional trustee
307	TA-1	Initial application for transfer agent registration
308	TA-2	Annual report by registered transfer agents
309	TA-W	Notice of withdrawal from transfer agent registration
310	UPLOAD	Submission of documents
311	UNDER	Initial undertaking to file reports
312	X-17A-5	Reports required of brokers and dealers